Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
281	TESTIMONY OF MR. KIM BANG PRESIDENT AND CHIEF EXECUTIVE OFFICER BLOOMBERG TRADEBOOK LLC BEFORE THE SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE AND GOVERNMENT SPONSORED ENTERPRISES HOUSE COMMITTEE ON FINANCIAL SERVICES Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Investment Business Electronic communication network Regulation NMS NYSE Arca New York Stock Exchange Order Market maker Market data Stock market Financial markets Financial economics
282	ORDER EXECUTION SERVICES HOLDINGS, INC. 194 Nassau Street, Suite 30, Princeton, NJ[removed]October 10, 2006 Ms. Nancy M. Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-12 11:35:09 Investment United States Securities and Exchange Commission Self-regulatory organizations Chicago Stock Exchange Stock market Order Financial services Regulation NMS Securities Exchange Act Financial economics Financial markets Finance
283	Drowning in Data May 26, 2010 Quantitative Execution Services[removed]removed] Add to Reading List Source URL: qes.bmocm.com Language: English - Date: 2010-05-26 11:00:56 Finance Flash Crash Algorithmic trading New York Stock Exchange NYSE Arca NASDAQ Regulation NMS Trading strategy Market data Financial markets Financial economics Investment
284	Flash Orders August 7th, 2009 Quantitative Execution Services[removed]removed] Add to Reading List Source URL: qes.bmocm.com Language: English - Date: 2009-08-07 09:35:40 Financial markets Stock market Flash trading Bank of Montreal BMO Capital Markets NASDAQ Regulation NMS Market liquidity BMO Nesbitt Burns Investment Financial economics Finance
285	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-08-11 18:20:00 Securities Exchange Act Securities regulation in the United States Direct Edge Regulation NMS U.S. Securities and Exchange Commission Financial regulation Futures contract Financial economics Economy of the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
286	WRITTEN TESTIMONY OF KENNETH C. GRIFFIN FOUNDER AND CHIEF EXECUTIVE OFFICER, CITADEL LLC Add to Reading List Source URL: www.citadel.com Language: English - Date: 2014-11-18 21:17:32 Investment Flash Crash Payment for order flow Dark liquidity Order Stock market Regulation NMS Market maker Algorithmic trading Financial markets Financial economics Finance
287	Can Brokers Have it all? On the Relation between Make Take Fees & Limit Order Execution Quality. by Robert Battalio, Shane Corwin, and Robert Jennings 4 December 2013 Add to Reading List Source URL: www.equitycapitalformationtaskforce.com Language: English - Date: 2013-12-13 10:23:50 Business Finance Financial regulation Financial markets Order Regulation NMS Rebate Best execution TD Ameritrade Stock market Investment Financial economics
288	cffr August 7, 2014 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-07 11:33:46 Finance Stock market Citigroup Dark liquidity Regulation NMS High-frequency trading Algorithmic trading Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial economics Financial markets Investment
289	Equity Market Structure Literature Review Part I: Market Fragmentation by Staff of the Division of Trading and Markets 1 U.S. Securities and Exchange Commission October 7, 2013 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-10-07 18:56:04 Investment Stock market Regulation NMS Flash Crash High-frequency trading Algorithmic trading Dark liquidity Markets in Financial Instruments Directive Order Financial markets Financial economics Finance
290	Microsoft Word - mabarth2144.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-24 13:41:04 Financial markets Financial system United States securities law Fixed income market Stock market Regulation NMS Securities Exchange Act Broker-dealer Order United States Securities and Exchange Commission Financial economics Investment

UPDATE